Title
Securities, Scienter & Schizophrenia: Should the Efficacy of Compliance Initiatives Within Multi-Service Investment Firms Be Used to Determine Scienter for 10B-5 Violations Under Federal Securities Law?
Document Type
Article
Recommended Citation
Wishengrad, David Ian, "Securities, Scienter & Schizophrenia: Should the Efficacy of Compliance Initiatives Within Multi-Service Investment Firms Be Used to Determine Scienter for 10B-5 Violations Under Federal Securities Law?" (2005). Pace Law Review. Paper 38.
http://digitalcommons.pace.edu/lawrev/38
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Comments
Published at 25 Pace Law Review 383 (2005)