Works

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Part of the Securities Law Commons

2020

Financing Our Future’s Health: Why the United States Must Establish Mandatory Climate-Related Financial Disclosure Requirements Aligned with the TCFD Recommendations, Colin Myers
Pace Environmental Law Review

The Final Frontier: Are Class Action Waivers in Broker-Dealer Employment Agreements Enforceable?, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

2018

Shadowing Lenders and Consumers: The Rise, Regulation, and Risks of Non-Banks, Shelby D. Green
Elisabeth Haub School of Law Faculty Publications

Enforcing the Bargain v. Materiality Requirement: The Future of Disclosure-Only Settlements Post-Trulia, Hao Jiang
Pace Law Review

2017

Omnicare v. Indiana State District Council and Its Rational Basis Test for Allowing for Opinion Statements to Be a Misleading Fact or Omission Under Section 11 of the Securities Act of 1933, Brian Elzweig, Valrie Chambers
Pace Law Review

Survivor Funds, Jonathan Barry Forman, Michael J. Sabin
Pace Law Review

2016

Arbitration Case Law Update 2016, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

FINRA Dispute Resolution Task Force Releases Its Final Report, with Support for Mediation and Live Hearings, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

The Historical Basis of Securities Arbitration as an Investor Protection Mechanism, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

The Customer's Nonwaivable Right to Choose Arbitration in the Securities Industry, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

FINRA Dispute Resolution Task Force Releases Its Final Report, with Support for Mediation and Live Hearings, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

2015

Dodd-Frank’s Extension of Criminal Corporate Liability through the Foreign Corrupt Practices Act: Enabling Whistleblowers and Monitoring Conflict Minerals, Tim Bakken
Pace Law Review

Resolving the Conflict Between Fiduciary Duties and Socially Responsible Investing, William Sanders
Pace Law Review

Asadi: Renegade or Precursor of Who Is a Whistleblower Under the Dodd-Frank Act?, Mystica M. Alexander, John O. Hayward, David Missirian
Pace Law Review

Arbitration Case Law Update 2015, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

Justice Scalia's Hat Trick and the Supreme Court's Flawed Understanding of Twenty-First Century Arbitration, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

2014

Opening the Gate to Money Market Fund Reform, Hester Peirce, Robert Greene
Pace Law Review

Arbitration Case Law Update 2014, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

The Improbable Birth and Conceivable Death of the Securities Arbitration Clinic, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

2013

Arbitration Case Law Update 2013, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

2012

The Aftermath of Merck: D&O Insecurity in the Security Fraud Arena, Alexandra Russo
Pace Law Review

Arbitration Case Law Update 2012, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

AT&T Mobility and FAA Over-Preemption, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

Investor Protection Meets the Federal Arbitration Act, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

2011

Jones v. Harris Associates: Shareholders’ Consolation Prize in the Mutual Fund Fee Debate, Nicole Grospe
Pace Law Review

Arbitration Case Law Update 2011, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

2010

The End of Mandatory Securities Arbitration?, Jill I. Gross
Pace Law Review

Blue Skies Ahead: Auction Rate Securities and the Need for a Private Right of Action for New York Investors, Stephanie Myers
Pace Law Review

Banks and Brokers and Bricks and Clicks: An Evaluation of FINRA's Proposal to Modify the "Bank Broker-Dealer Rule", Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

2009

Disquiet on the Home Front: Disturbing Crises in the Nation's Markets and Institutions, Shelby D. Green
Pace Law Review

Should New York Courts Hear Certified Questions From the Securities and Exchange Commission?, Verity Winship
Pace Law Review

Hall Street Blues: The Uncertain Future of Manifest Disregard, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

2008

Too Close for Comfort: The Potential Dilemma Facing the Securities and Exchange Commission and the Public Accounting Oversight Board, David H. Roberts
Pace Law Review

Perceptions of Fairness in Securities Arbitration: An Empirical Study, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

When Perception Changes Reality: An Empirical Study of Investors' Views of the Fairness of Securities Arbitration, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

2007

McMahon Turns Twenty: The Regulation of Fairness in Securities Arbitration, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

2006

Securities Mediation: Dispute Resolution for the Individual Investor, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

The Explained Award of Damocles: Protection or Peril in Securities Arbitration, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

2005

Developing a Law/Business Collaboration Through Pace's Securities Arbitration Clinic, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

The Elusive Balance Between Investor Protection and Wealth Creation, Barbara Black, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

2004

Over-Preemption of State Vacatur Law: State Courts and the FAA, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

2003

Economic Suicide: The Collision of Ethics and Risk in Securities Law, Barbara Black, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

2002

Securities Analysts' Undisclosed Conflicts of Interest: Unfair Dealing or Securities Fraud?, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

Making It Up As They Go Along: The Role of Law in Securities Arbitration, Barbara Black, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications

1991

Enforcement of Securities Laws Violations in the United Kingdom, James J. Fishman
Elisabeth Haub School of Law Faculty Publications

1973

Securities, John A. Humbach
Elisabeth Haub School of Law Faculty Publications

1972

Review of Wall Street: Security Risk by Hurd Baruch, John A. Humbach
Elisabeth Haub School of Law Faculty Publications

1967

The Canadian Corporation and Wall Street: Application of United States Securities Laws to Canadian Issuers, Merril Sobie
Elisabeth Haub School of Law Faculty Publications