This article examines the weaknesses of the present system of enforcement and suggests changes to make it more effective. The article is divided into three parts: an analysis of the enforcement provisions of the Financial Services Act, the prosecution of securities offenses since its implementation, and the viability of self-regulatory enforcement.
James J. Fishman, Enforcement of Securities Laws Violations in the United Kingdom, 9 Int’l Tax & Bus. Law. 131 (1991), http://digitalcommons.pace.edu/lawfaculty/109/.