Securities, Scienter & Schizophrenia: Should the Efficacy of Compliance Initiatives within Multi-Service Investment Firms Be Used to Determine Scienter for 10b-5 Violations Under Federal Securities Law?

Authors

David Ian Wishengrad

Recommended Citation

David Ian Wishengrad, Securities, Scienter & Schizophrenia: Should the Efficacy of Compliance Initiatives within Multi-Service Investment Firms Be Used to Determine Scienter for 10b-5 Violations Under Federal Securities Law?, 25 Pace L. Rev. 383 (2005)
DOI: https://doi.org/10.58948/2331-3528.1178
Available at: https://digitalcommons.pace.edu/plr/vol25/iss2/9